Workshop overview

This course provides delegates with a comprehensive understanding of the current regulatory requirements for financial promotions in the mortgage sector, including the FCA’s expectations under the Principles for Businesses and MCOB 3a.

The course will explore the impact of the ASA guidance and the Digital Markets, Competition and Consumers Act 2024.

By thoroughly discussing current industry challenges and common pitfalls, delegates will develop the confidence and capability to produce, review, and manage compliant financial promotions while reducing the risk of regulatory breaches.

Learning outcomes:

  • understand the regulatory framework
  • recognise common areas of industry uncertainty and apply best-practice solutions to minimise compliance risk
  • understand the areas of debate in the industry.
     

Interested in taking any of our workshops in-house?

Whether you are seeking to upskill your team, enhance productivity or foster a culture of continuous learning, we can deliver customised training programmes designed to meet your specific needs. If you have an enquiry, you can complete the in-house form and our training team will be in touch with next steps.

Area of expertise:
Russell Kelsall

Russell Kelsall

Russell is a partner at Walker Morris LLP, where he leads the consumer and motor finance team, focusing on both non-contentious and contentious retail...

Russell is a partner at Walker Morris LLP, where he leads the consumer and motor finance team, focusing on both non-contentious and contentious retail lending issues. He is an editor of Goode: Consumer Credit Law and Practice (responsible for chapters on secured lending) and edits the commentary on MCOB in Butterworths Financial Regulation Service.

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This course is designed for professionals engaged in creating, reviewing, and approving financial promotions within the mortgage sector. It is especially suitable for:

  • Marketing and communications teams
  • Compliance officers and conduct risk professionals
  • Mortgage advisers and product managers
  • Legal and regulatory specialists
  • Anyone responsible for sign-off or oversight of advertising and customer communications.