Workshop overview:

This training will provide delegates with a comprehensive understanding of the current regulatory requirements for financial promotions in the mortgage sector, including the FCA’s expectations under Principles for Businesses and MCOB 3A. 

It will explore the impact of ASA guidance and the Digital Markets, Competition and Consumers Act 2024. 

Through discussion of current industry challenges and common pitfalls, delegates will develop the confidence and capability to produce, review, and manage compliant financial promotions and reduce the risk of regulatory breach.

Learning outcomes:

  • understand the regulatory framework
  • recognise common areas of industry uncertainty and apply best-practice solutions to minimise compliance risk
  • understand the areas of debate in the industry.

Agenda:

  • the FCA's current focus
  • the regulatory framework under the Principles and MCOB 3A
  • the impact of the ASA Guidance and the Digital Markets, Competition and Consumers Act 2024
  • tips for compliant financial promotions.

Interested in taking any of our workshops in-house?

Whether you are seeking to upskill your team, enhance productivity or foster a culture of continuous learning, we can deliver customised training programmes designed to meet your specific needs. If you have an enquiry, you can complete the in-house form and our training team will be in touch with next steps.

Area of expertise:
Russell Kelsall

Russell Kelsall

Partner, Walker Morris LLP

Russell is a partner at Walker Morris LLP and heads up its consumer and motor finance team focussing on both non-contentious and contentious retail le...

Russell is a partner at Walker Morris LLP and heads up its consumer and motor finance team focussing on both non-contentious and contentious retail lending issues.  Russell is an editor of Goode: Consumer Credit Law and Practice, Goode: Consumer Credit Reports, Butterworths Financial Regulation Service (responsible for editing the commentary on CONC, MCOB and BCOBS), Asset and Project Finance: Law and Precedents and Practical Lending and Security Precedents.  Russell is also the author of Consumer Credit: Law, Practice & Precedents and various practitioner notes on consumer credit for Practical Law and LexisNexis.

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This training is designed for professionals involved in the creation, review, and approval of financial promotions in the mortgage sector. It is particularly suited to:

  • Marketing and communications teams
  • Compliance officers and conduct risk professionals
  • Mortgage advisers and product managers
  • Legal and regulatory specialists
  • Anyone responsible for sign-off or oversight of advertising and customer communications.