Policy and Guidance

Filter policy and guidance - Consultation Responses

UK Finance Response to the FCA Wholesale Data Market Study Report

24.04.24

Consultation Responses

UK Finance Response to the FCA Wholesale Data Market Study Report

On 12 April, UK Finance submitted a response to the FCA's MS23/1.5 Wholesale Data Market Study Report.
UK Finance responds to HMT’s Private Intermittent Securities and Capital Exchange System (PISCES) consultation

18.04.24

Consultation Responses

UK Finance responds to HMT’s Private Intermittent Securities and Capital Exchange System (PISCES) consultation

Responding jointly with the Association for Financial Markets in Europe (AFME), we welcome the innovative and collaborative approach that the UK government is taking to make the UK capital markets more attractive and we recognise that private capital markets are an important part of this eco-system.
UK Finance response to CP 3-24 PRA's waivers and permissions proposals

10.04.24

Consultation Responses

UK Finance response to CP 3-24 PRA's waivers and permissions proposals

In CP 3/24 the PRA makes proposals about how it will implement section 138BA of the Financial Services and Markets Act (FSMA) 2023, which UK Finance very much supports.
UK Finance response to PRA approach to Policy consultation - CP27-23

10.04.24

Consultation Responses

UK Finance response to PRA approach to Policy consultation - CP27-23

We are pleased to have the opportunity to respond to this consultation. While we welcome the progress the PRA has made since its Discussion Paper in December 2022, there remain a number of issues with its proposed approach which our consultation response highlights.
UK Finance response to PRA’s CP28/23

08.04.24

Consultation Responses

UK Finance response to PRA’s CP28/23

UK Finance are overall broadly supportive of the changes. We feel that the PRA’s suggestions in this consultation are sensible and therefore only have a few minor points to raise that look to streamline some of the reporting tables.
UK Finance response to PRA consultation paper 26/23 - FCA consultation paper 23/30

26.03.24

Consultation Responses

UK Finance response to PRA consultation paper 26/23 - FCA consultation paper 23/30

Operational resilience: Critical third parties to the UK financial sector
UK Finance and AFME respond to FCA CP23/31

22.03.24

Consultation Responses

UK Finance and AFME respond to FCA CP23/31

UK Finance and its members have welcomed this opportunity to put forward our views and recommendations for enhancing the UK’s listing regime, and support the FCA’s programme of reforms to strengthen UK capital markets.
UK Finance response to the BCBS - Disclosure of climate-related financial risks

18.03.24

Consultation Responses

UK Finance response to the BCBS - Disclosure of climate-related financial risks

UK Finance has responded to Basel Committee’s Climate risk Pillar 3 proposals by urging the Committee to back the International Sustainability Standard Board’s (ISSB’s) IFRS standards to drive global consistency and comparability across all sectors in all jurisdictions to support the transition to a decarbonised economy.
A response to HM Treasury’s consultation on Enhancing the Special Resolution Regime

11.03.24

Consultation Responses

A response to HM Treasury’s consultation on Enhancing the Special Resolution Regime

UK Finance has responded to HMT's consualtion of enhancing the Special Resolution Regime and broadly agreed with it's suggestion that recapitalistion funding of a failed bank should be initiallly provided by the Financial Services Compensation Scheme (FSCS) and then recovered by an ex-post levy on all deposit takers.