Policy and Guidance

Filter policy and guidance - Consultation Responses

UK Finance response to FCA CP 23/20 and PRA CP18/23

28.09.23

Consultation Responses

UK Finance response to FCA CP 23/20 and PRA CP18/23

UK Finance response to FCA CP 23/20 and and PRA CP18/23 on diversity and inclusion
UK Finance response to HMT consultation on banning consumer FS cold calling

28.09.23

Consultation Responses

UK Finance response to HMT consultation on banning consumer FS cold calling

UK Finance has responded supportively to HM Treasury’s proposals to ban cold calling in financial services which will protect consumers from fraud by enabling them to terminate and report unsolicited calls.
UK Finance Response To EC’s Proposed FASTER Directive

22.09.23

Consultation Responses

UK Finance Response To EC’s Proposed FASTER Directive

UK Finance response to European Commission Proposal for a Council Directive on Faster and Safer Relief of Excess Withholding Taxes
UK Finance response to CP 14/23

20.09.23

Consultation Responses

UK Finance response to CP 14/23

In one of its shortest ever responses to a PRA consultation UK Finance has responded to CP 14/23 on proportionality in remuneration disclosure for smaller firms. We fully agreed with all the PRA’s very helpful proposals.
UK Finance response to FCA consultation on rule review framework

18.09.23

Consultation Responses

UK Finance response to FCA consultation on rule review framework

UK Finance response to consultation from Financial Conduct Authority
UK Finance response to CP23/15 - The framework for a UK consolidated tape

18.09.23

Consultation Responses

UK Finance response to CP23/15 - The framework for a UK consolidated tape

UK Finance responds to the FCA’s consultation CP23/15 on its proposed framework for a UK consolidated tape.
UK Finance Response Legislative Reform of the TMO Consultation

14.09.23

Consultation Responses

UK Finance Response Legislative Reform of the TMO Consultation

The Terminal Markets Order (the ‘TMO’) has provided a valuable legislative simplification, which aids the smooth operation of the commodities markets and provides an important anti-VAT fraud measure.
UK Finance responds to FRC’s proposals to revise its Corporate Governance Code (the Code)

14.09.23

Consultation Responses

UK Finance responds to FRC’s proposals to revise its Corporate Governance Code (the Code)

Following the consultation on Restoring Trust in Audit and Corporate Governance in 2021, the government invited the FRC to strengthen the Code in specific areas.
UK Finance response to the Financial Stability Board’s (FSB’s) Consultative document on “Enhancing Third-Party Risk Management and Oversight

12.09.23

Consultation Responses

UK Finance response to the Financial Stability Board’s (FSB’s) Consultative document on “Enhancing Third-Party Risk Management and Oversight

A toolkit for financial institutions and financial authorities.