Search UK Finance
You can use the search function to find a range of UK Finance material, from consultation responses to thought leadership to blogs, or to find content on a range of topics from Brexit to commercial finance.
Search UK Finance
You can use the search function to find a range of UK Finance material, from consultation responses to thought leadership to blogs, or to find content on a range of topics from Brexit to commercial finance.
Event search results
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Training
The Conduct and Culture Forum
02.12.20
The UK Finance Conduct and Culture Forum is a quarterly meeting for senior managers of finance service firms who lead the Conduct Risk & Culture agenda in their firm. It is a ...
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Training
Vulnerability Workshop Series: April to June
13.04.21
The Financial Conduct Authority has launched a consultation on its revised guidance for firms on the fair treatment of customers in vulnerable circumstances, alongside
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Training
Vulnerability Academy
17.02.22
Protecting consumers in vulnerable situations is a priority for firms and regulators including the Financial Conduct Authority (FCA) and Information Commissioner's Office (ICO), as well as being ce...
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Training
Heads of Regulatory Reporting Network - March
10.03.22
The increased focus on firms on the importance of accurate regulatory reporting has emphasised the need for Heads of Regulatory Reporting to be able to assure their boards that supervisory returns ...
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Training
Conduct and Culture Programme: Conduct Framework - Right First Time
17.03.22
Conduct regulation now affects all staff across most types of financial firms even as Covid-19 has heightened public and regulatory attention on how firms recognise their Consumer Duty and care for...
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Training
Conduct and Culture Programme: Culture Assessment and 'Conduct Auditing'
05.04.22
2022 sees conduct regulators in the UK and internationally adding ‘culture assessment’ activities to their existing conduct assessments. “What do you understand to be the purpose of your f...
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Training
Conduct and Culture Programme: Reporting on Integrity in Business
01.06.22
Conduct regulators continued to expand their powers and reporting expectations during 2021 and into 2022. Now regulators’ “culture assessment” of firms includes interviews with regulatees...
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Training
Conduct and Culture Programme: Measuring and Reporting on Your Conduct
07.07.22
Financial firms’ management teams are keen to engage positively with the new Conduct regulatory worldview, yet many remain unclear how in practice they should set about the ‘culture assessme...
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