Search UK Finance
You can use the search function to find a range of UK Finance material, from consultation responses to thought leadership to blogs, or to find content on a range of topics from Brexit to commercial finance.
Search UK Finance
You can use the search function to find a range of UK Finance material, from consultation responses to thought leadership to blogs, or to find content on a range of topics from Brexit to commercial finance.
Event search results
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Training
How the Financial Ombudsman Service Works
14.02.19
The Dispute Resolution Handbook sets out the rules and regulations for the FOS. But what does that really look like in practice, and how does it work in the day to day? This highly ...
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Training
RCA Analyst – Facilitator (Two-day workshop)
03.04.19
Root Cause Analysis (RCA) is increasingly found to be integrated into financial regulator standards. A firms attitude towards applying an effective Root Cause Analysis process is often ...
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Event
UK Finance Festival - Belfast
30.04.19
Bookings are now closed for this event. If you would like to attend please email events@ukfinance.org.uk. For the first time,...
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Training
The Chief Risk Officer Network
11.06.19
Life is certainly not dull for a Chief Risk Officer (SM4 holder) of a Challenger, Specialist or Small Firm, who needs not just to learn from the mistakes of the past, but, be able to control a...
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Training
CASS Audits: Lessons learnt
19.06.19
The Client Asset rules have been a focus for the FCA for many years now and we see no sign of that changing. The FCA actively use CASS audit reports to get a feel for the ‘CASS health’...
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Training
The Chief Risk Officer Network
01.10.19
Life is certainly not dull for a Chief Risk Officer (SM4 holder) of a Challenger, Specialist or Small Firm, who needs not just to learn from the mistakes of the past, but, be able to control a...
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Training
The Chief Compliance Officers Network
09.10.19
UK Finance Membership Networks provide our members with a peer to peer learning forum to debate key issues affecting them within their specific role. These meetings are a great opportunity for coll...
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Training
Bank ALCO Governance and Process Best Practice
12.11.19
The asset-liability committee (ALCO) is the primary balance sheet risk forum in a bank, and is recognised as such by the Regulatory Authorities. An efficient ALCO process enables a bank to manage r...
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