Search UK Finance
You can use the search function to find a range of UK Finance material, from consultation responses to thought leadership to blogs, or to find content on a range of topics from Brexit to commercial finance.
Search UK Finance
You can use the search function to find a range of UK Finance material, from consultation responses to thought leadership to blogs, or to find content on a range of topics from Brexit to commercial finance.
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Training
Culture Eats Strategy for Breakfast
14.03.19
For many firms, the Conduct regulator’s ‘Culture audits’ look like a short-cut to enforcement actions against Senior Managers. Seeing this as a Compliance risk, they design their Conduct...
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Webinar
FREE Webinar: Successful Regulatory Visit Management
27.03.19
Regulatory visits are sometimes called “exams”. As such, they are a unique kind of team examination with a submission of team written work (pre-visit information) followed by a team oral ...
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Training
The Conduct and Culture Network
09.05.19
The UK Finance Conduct and Culture Network is a free quarterly meeting for senior managers of UK Finance member firms to come together in a confidential setting to share experiences, problem-s...
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Training
Learn How to Predict Your Firm’s Culture and Conduct
07.06.19
The common myth that Culture and Behaviour within regulated firms can’t accurately be measured has been shattered by introduction of new powerful analytics tools. These tools provide insights int...
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Training
Introduction to the Risk-based Approach and Conducting Customer Due Diligence
01.07.19
Customer due diligence (“CDD”) is more than simply asking for name, address and date of birth. In this course delegates will learn more about the importance of verifying identity details, an...
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Training
The Chief Compliance Officers Network
02.07.19
The Chief Compliance Officers Network is a unique opportunity for Heads of Compliance to meet quarterly in a confidential setting to discuss challenges, evaluate opportunities and solve problems wi...
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Training
The Effective Board Development Programme
04.09.19
The role of the board director, especially the Non-Executive Director (‘NED’), has come under closer scrutiny, especially in the financial services and banking sectors and the expectations of k...
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Training
CRD IV
13.09.19
The implementation of CRD IV in the UK and all other EU countries from 1 January 2014 has made substantial changes both to prudential regulation and to reporting requirements. All banks a...
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