Search UK Finance
You can use the search function to find a range of UK Finance material, from consultation responses to thought leadership to blogs, or to find content on a range of topics from Brexit to commercial finance.
Search UK Finance
You can use the search function to find a range of UK Finance material, from consultation responses to thought leadership to blogs, or to find content on a range of topics from Brexit to commercial finance.
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Training
Culture Eats Strategy for Breakfast
14.03.19
For many firms, the Conduct regulator’s ‘Culture audits’ look like a short-cut to enforcement actions against Senior Managers. Seeing this as a Compliance risk, they design their Conduct...
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Webinar
FREE Webinar: Successful Regulatory Visit Management
27.03.19
Regulatory visits are sometimes called “exams”. As such, they are a unique kind of team examination with a submission of team written work (pre-visit information) followed by a team oral ...
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Training
The Conduct and Culture Network
09.05.19
The UK Finance Conduct and Culture Network is a free quarterly meeting for senior managers of UK Finance member firms to come together in a confidential setting to share experiences, problem-s...
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Webinar
FREE Webinar: SMCR: Easy as abc?
09.05.19
Focus on accountability, behaviour and customer In this free webinar, we will be discussing what has changed since the first-wave implementation of SMCR ...
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Training
Learn How to Predict Your Firm’s Culture and Conduct
07.06.19
The common myth that Culture and Behaviour within regulated firms can’t accurately be measured has been shattered by introduction of new powerful analytics tools. These tools provide insights int...
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Webinar
FREE Webinar: Overcome the challenges of stress testing under IFRS 9
11.06.19
Stress testing financial institutions requires the modelling of more scenarios than ever at unprecedented speed and accuracy, regardless of whether you need to conduct the ICAAP or concurrent stres...
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Training
Conduct and Culture: Building Better MI for Management and Reporting
12.06.19
Regulators worldwide are making it their business to rebalance their approach to make conduct and culture part of their supervision and enforcement programmes. It will not happen overnight, but ...
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Training
The Chief Compliance Officers Network
02.07.19
The Network is now full The Chief Compliance Officers Network is a unique opportunity for Heads of Compliance to meet quarterly in a confidential setting to discuss chall...
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