The Effective Board Development Programme

This is an intensive and challenging programme that enables the participants to have a well-rounded understanding of the ‘Effective Board’, both from a board and an individual director perspective

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 27 February 2019 / Time: 09:00 - 17:00


Securities Financing Transactions Regulation (SFTR) Reporting

This workshop will provide a detailed overview of the reporting requirements and an in depth study of how to comply with the regulation. We will review the scope, nature of reportable activities and how to complete reports

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 12 March 2019 / Time: 09:00 - 12:30


Managing Your First Regulatory Visit

This course will take participants through the different stages of a visit from notification, through the information request, to the on-site visit itself, and then post visit actions. Through interactive exercises participants try out techniques and practice visit management in a training environment.

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 1 February 2019 / Time: 09:00 - 17:00


Managing Your First Regulatory Visit

This course will take participants through the different stages of a visit from notification, through the information request, to the on-site visit itself, and then post visit actions. Through interactive exercises participants try out techniques and practice visit management in a training environment.

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 1 May 2019 / Time: 09:00 - 17:00


The Chief Compliance Officers Network

The Chief Compliance Officers Network is a unique opportunity for Heads of Compliance to meet quarterly in a confidential setting to discuss challenges, evaluate opportunities and solve problems with their peers.

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 9 October 2019 / Time: 09:00 - 12:00


The Chief Compliance Officers Network

The Chief Compliance Officers Network is a unique opportunity for Heads of Compliance to meet quarterly in a confidential setting to discuss challenges, evaluate opportunities and solve problems with their peers.

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 2 July 2019 / Time: 09:00 - 12:00


The Chief Compliance Officers Network

The Chief Compliance Officers Network is a unique opportunity for Heads of Compliance to meet quarterly in a confidential setting to discuss challenges, evaluate opportunities and solve problems with their peers.

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 2 April 2019 / Time: 09:00 - 12:00


The Chief Compliance Officers Network

The Chief Compliance Officers Network is a unique opportunity for Heads of Compliance to meet quarterly in a confidential setting to discuss challenges, evaluate opportunities and solve problems with their peers.

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 5 February 2019 / Time: 09:00 - 12:00