Senior Managers Regime: How to Prepare for a Regulatory Visit

Using practical examples and drawing on direct experience both of the regulators’ own enforcement perspectives and of the way in which the investigative process works, this breakfast meeting will offer practical insights and guidance.

Venue: Herbert Smith Freehills LLP, Exchange House, Primrose St, London EC2A 2EG
Date: 9th October 2018 / Time: 08:00 - 10:30


Hanging On and Letting go! The Art of Delegation Under SMCR

This workshop aims to use the regulatory framework of SMCR to help firms and individuals think about how they might evidence and manage delegated authority that they give to team members on their behalf.

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 31st October 2018 / Time: 09:00 - 11:30


SMCR Board Packs Uncovered

This seminar is aimed at authors reporting to boards, committees and ExCo and will be exploring the impact of SMCR on board reporting. It will address the question “what does good look like?” for reports in the SMCR climate.

Venue: UK Finance, 1 Angel Court, London, EC2R 7HJ
Date: 21st November 2018 / Time: 09:00 - 13:00