A practical, introductory-level course that will give you a solid understanding of core compliance issues. Suitable for anyone who wants to learn more about compliance and the regulatory environment as well as those considering embarking on a new career in compliance as a stepping-stone for study at a higher level.  

This course will:

  • introduce regulation, how we got where we are and why regulation is needed
  • explain the role of compliance in a working environment
  • analyse some key compliance areas leads to you gaining an internationally recognised certification awarded in association with Alliance Manchester Business School, the University of Manchester.

ICA qualifications, where stated, are awarded in association with Alliance Manchester Business School, the University of Manchester.

UK Finance members can get a 5 per cent discount on all ICA courses – USE DISCOUNT CODE: UKFIN5 at checkout.

Learning outcomes:

  • What is regulation and why do we need it?
  • How did we get to where we are today, and what shapes regulation?
  • The role of compliance (function and professional)
  • Key compliance areas and relationships

Agenda:

The course can be enrolled onto at anytime and students get three months access to complete their studies. 

Area of expertise:
ICA

ICA

The future needs well-rounded compliance and financial crime prevention professionals who have specialist knowledge but also the right personal skills...

The future needs well-rounded compliance and financial crime prevention professionals who have specialist knowledge but also the right personal skills to adapt to change. 
Awarded in association with Alliance Manchester Business School, the University of Manchester, ICA's internationally-recognised qualifications are designed to:

  • Boost your technical skills and enhance your professional profile
  • Advance your critical thinking and communication skills so you can better analyse situations and consider appropriate risk controls
  • Accelerate your effectiveness as a manager 
  • Help you embrace a global outlook and make a genuine impact

You will benefit from a powerful virtual learning experience, including analysing real-life examples and case studies and have the opportunity to share best practice, ideas and experiences with other course participants.

Are you looking to train your teams?
ICA can also partner with you to design and deliver learning solutions that have a positive impact on your teams? confidence and ability, your risk management approach and your competitive advantage. Find out more about the in-house training we offer in partnership with UK Finance by contacting them directly - training@ukfinance.org.uk 

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Alliance Manchester Business School, the University of Manchester

Alliance Manchester Business School, the University of Manchester

This course is awarded in association with Alliance Manchester Business School, the University of Manchester.

This course is awarded in association with Alliance Manchester Business School, the University of Manchester.

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  • All staff working in or aspiring to work in the compliance area
  • Internal and external audit staff
  • Staff working in risk functions
  • Regulatory representatives
  • Study in your own time and at your own pace
  • Course can be completed in as little as four weeks but you will have access for up to two months
  • Assessed by a one hour online multiple-choice exam that you can take at any point during your studies
  • Your results are available immediately
  • Downloadable certificate to demonstrate your achievement 

ICA Certificate in Compliance - Now available in Korean 

We are delighted to offer the ICA Certificate in Compliance in Korean and the opportunity to attend an exclusive one-off virtual classroom with a subject matter expert. To book your place, please select ‘South Korea’ as your location and complete the enrolment form provided.