Course overview:

This workshop aims to provide participants with insights into Compliance Monitoring and the current key issues in this field. This training will explore the real-world implications of regulatory frameworks and offer guidance on effective Compliance Monitoring management within you organisation.

By the end of this workshop you will be able to:

• Be up to date on the key changes that will impact the compliance function and approaches to compliance risk management 
• Be able to analyse both distinct and the overlapping responsibilities between the regulators and the behavioural responses expected from firms 
• Have considered whether your current structure is fit for purpose  
• Have reviewed the allocation of responsibilities between compliance, business senior management functions and other functions such as risk, audit and finance 
• Understand how to embed compliance within the governance of the business to the right level

Interested in taking any of our workshops in-house?

Whether you are seeking to upskill your team, enhance productivity or foster a culture of continuous learning, we can deliver customised training programmes designed to meet your specific needs. If you have an enquiry, you can complete the in-house form and our training team will be in touch with next steps.

In-house training