James Watts

James Watts

IF/ABL Foundation Course 2024

31.12.24

IFABL day courses

IF/ABL Foundation Course 2024

The Foundation course is the first level of the UK Finances IF/ABL distance learning programme and provides an overview of the invoice finance industry.
Financial Promotions and Consumer Duty

This workshop is now sold out. Please contact training@ukfinance.org.uk if you are interested in attending the next cohort of this workshop.

05.03.24

Workshop

Financial Promotions and Consumer Duty

The FCA have increased their focus on what customers see and use to make an informed choice as to whether to do business with your firm. This workshop will enable delegates to gain a better understanding on the difference between financial promotions and other marketing material, it will allow them to appreciate when and how the rules apply.
Tim Grieveson

Tim Grieveson

Preparing for FCA and PRA Supervisory Visits and Reviews

26.02.24

Workshop

Preparing for FCA and PRA Supervisory Visits and Reviews

Navigating a regulator’s visit has become increasingly challenging, but with expert insight and strategic preparation you can significantly ease the process. After this workshop, delegates will return to work with a much clearer understanding of which systems and processes need their attention, allowing them to allocate valuable time and effort more effectively and efficiently.
Introduction to Financial Markets

29.08.24

Workshop

Introduction to Financial Markets

This one-day programme is designed for participants with little to no prior knowledge of finance and financial markets. During this programme, participants will learn the fundamental concepts, terminology and products that are used and traded in the financial markets.
Conducting Due Diligence

08.02.24

Workshop

Conducting Due Diligence

This workshop is designed to empower participants by offering guidance and support to elevate their understanding and expertise in assessing and effectively managing financial crime risks tied to customers, whether individuals or legal entities.
Compliance Monitoring

30.01.24

Workshop

Compliance Monitoring

This workshop aims to provide participants with insights into Compliance Monitoring and the current key issues in this field. This training will explore the real-world implications of regulatory frameworks and offer guidance on effective Compliance Monitoring management within your organisation.
Funds Transfer Pricing (FTP) - The Principles and Application

16.05.24

Workshop

Funds Transfer Pricing (FTP) - The Principles and Application

Funds Transfer Pricing (FTP) is an essential part of every bank’s liquidity risk management framework. By the end of this workshop you will be able to understand the value and importance of an effective FTP mechanism, be able to implement a best-practice FTP regime and funding policy in your bank.
Chetan Gupta

Chetan Gupta

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