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02.12.21

Network

Network: Chief Risk Officer 12/2021

Life is certainly not dull for a Chief Risk Officer (SM4 holder) of a Challenger, Specialist or Small Firm, who needs not just to learn from the mistakes of the past, but, be able to control a turbulent and uncertain future. So, how does a Chief Risk Officer (CRO) make an impossible job possible?

30.11.21

Training

Network: Chief Compliance Officer - 11/21

UK Finance Membership Networks provide our members with a peer to peer learning forum to debate key issues affecting them within their specific role. These meetings are a great opportunity for colleagues from across the industry to come together to share experiences, problem-solve and receive timely and relevant insights from UK Finance policy directors, regulators, and other key subject matter experts in a confidential setting.

25.11.21

Training

Product Design and Vulnerability - Vulnerability Programme

Of increasing importance in the conversations about vulnerability - universal design is the development of buildings, products, services, or processes that are accessible to all people, regardless of age, disability, or other factors. When considering product design and meeting the needs of vulnerable customers, firms should factor in three key areas.

25.11.21

Workshop

The Effective Board Development Programme - Nov 21

The role of the board director, especially the Non-Executive Director (?NED?), has come under closer scrutiny, and in the financial services and banking sectors in particular the expectations of key stakeholders of companies, both internal and external, has increased significantly. 

25.11.21

Webinar

Divergence to convergence: bringing banks and law enforcement together to cut crime

Fighting financial crime doesn't come cheap. The Home Office estimates that serious and organised crime costs the UK economy at least £37 billion annually, with a third of banks paying more than five per cent of revenue on compliance costs. In fact, one recent report places the figure at a hefty $180.9 billion globally this year. So why are costs continuing to spiral? 

24.11.21

Workshop

RRP – Nov 2021

The Recovery Plan (RP) and Resolution Plan (RP) are comprehensive, as well as time- and resource-intensive regulatory submissions that banks must produce on a regular basis. They are regulator-required documents (see PRA PS29/17 and CP9/17, and SS19/13, and the 2019 Bank of England's resolution framework document) that must be completed to a high degree of detail and precision, and approved by the bank's Board. The PRA's ?Dear CEO? letter of July 2018 highlighted some of the areas where banks? Recovery Plans had fallen short of required standards. .

24.11.21

Workshop

Collections and Vulnerability – Vulnerability Programme

Vulnerability is crucial to all firms due to the significance placed upon firms by the FCA. It is at the heart of their regulation. The global pandemic has intensified the challenges for firms and the operationalising of vulnerability is key to supporting vulnerable customers with financial difficulties; many of whom have never been in arrears before.

23.11.21

Network

Network: Heads of Regulatory Reporting - 11/21

The increased focus on firms on the importance of accurate regulatory reporting has emphasised the need for Heads of Regulatory Reporting to be able to assure their boards that supervisory returns are being submitted correctly. To assist our members to navigate these complexities, UK Finance presents a quarterly regulatory reporting network to enable Heads of Regulatory Reporting to confidentially discuss challenges, opportunities and access practical advice with their peers.   Outcomes

23.11.21

Workshop

Advanced Problem Solving - Root Cause Analysis in Banking and Finance

Sologic are global leaders in Root Cause Analysis (RCA) and have partnered with UK Finance since 2017 to deliver this finance-focussed Advanced Problem-Solving course. This activity-led course is trusted and recommended by leading organisations throughout the world.